Sales Assistant, Private Client Department, Registered Series 7 & 63	Handled stock, bond and option orders. Experienced in restricted stock transactions, including Rules 144, 144 (k), 145, 701 and employee stock option transactions. Resolved trading execution disputes between client and trading desk. Brokered trades in excess of $1 million and apprised clients of research and trading updates. Negotiated the timely settlement of a $500,000 trade allowing the client to receive due funds prior to original target date. Organized restricted stock transaction for over 20 officers, directors and employees of a Silicon Valley company. Back